Insider Trading
When you are involved in complex corporate or financial business dealings, you have a great deal of influence on the organization you work for. You are also often privy to information that many other industry professionals do not have access to.
The nature of your job involves sensitive information. Even if you handled that information professionally, you may still end up the subject of an investigation.
The Experience To Protect You Personally And Professionally
At the law office of Phillip A. Linder, conveniently located in Dallas and Allen, we represent individuals throughout Texas in complex white collar criminal defense matters.
Rest assured that when you work with us, you will get the confidential, straightforward, aggressive and experienced representation you need to protect you. Do not hesitate to speak with a lawyer who can help.
Criminal Investigations For White Collar Crimes Like Insider Trading
If you are the subject of an investigation, you are likely going up against federal agencies like the U.S. Securities and Exchange Commission (SEC). This regulatory agency is responsible for the investigation and enforcement of federal securities laws. They also rely on data from other groups such as the Financial Industry Regulatory Authority (FINRA). These organizations monitor data related to price movements and stock exchange volume.
If a suspicious and dramatic change in price or exchange volume takes place, and it can be correlated with activity that improves the financial position of an executive or top-level manager, SEC or FINRA investigations typically ensue.
It is crucial that you contact an experienced white collar criminal defense attorney as soon as possible when you believe you are under investigation. We need to step in quickly to develop a strong case in your defense when your property has been searched, including computer data and business correspondence